The infectious disease expert at the center of the latest
Harvard controversy involving president Lawrence Summers is
a deeply interesting person in her own right. Members of the
intricately-linked public health community combating AIDS
worldwide are subject to a continuous push-and-pull of appraisal
and evaluation.
In that firmament, Phyllis Kanki is a star -- a research
scientist who helped identify a new family of HIV and demonstrated
that it was less virulent; a top performer in Gates Foundation
prevention initiative grant competitions; the woman who, by
some accounts, "saved Senegal," devising a novel
and highly successful strategy of differential interventions
among different groups.
So it was no surprise to the community last year when the
US State Department called a press conference to announce
that Kanki's team at the Harvard School of Public Health had
won a big White House grant to combat the spread of AIDS in
Nigeria, the continent's most populous country, and to tackle
the problem with the same approach in two other African nations.
The nations' different prevalence rates were noted. In Botswana,
40 percent, or 200,000 persons, had developed AIDS. In Tanzania,
10 percent of its population of 36 million; in Nigeria, 6
percent, or 7 million among its more than 115 million persons
were sufferers.
And in Senegal, fifteen years after Kanki began working closely
with the government there? Less than 1 percent -- one
of the lowest rates in all of sub-Saharan Africa.
The population of Senegal is 94 pecent Muslim, according
to the CIA Factbook. Nigeria is perhaps 50 percent Muslim.
Islamic strictures against extra-marital sex make it easier
to contain the epidemic is predominantly Muslim cultures.
"We are hoping to do the same in Nigeria," Kanki had said,
when the Gates Foundation first brought her into the country
in 2000 to attempt to duplicate her success.
What was a surprise
is the way the project hung fire for five months last year
while Harvard's central administration improvised a new layer
of machinery to oversee the grant.
A crash program to treat and prevent AIDS in developing countries
was first announced by President George W. Bush in his State
of the Union Address in 2003 -- some $15 billion in all, for
what he called the President's Emergency Plan for AIDS Relief
(PEPFAR). In October of that year, Bush appointed Randall
Tobias, former chairman of Eli Lilly and Co., to oversee the
program as Global AIDS Coordinator.
In November of 2003, Tobias called for new proposals, a charette
with a one-month deadline. In February, 2004, he named Kanki
and three other longstanding programs the first recipients
of the new PEPFAR grants. Columbia University, Catholic Relief
Services and the Elizabeth Glaser Pediatric AIDs Foundation
began spending immediately in March, expanding their existing
programs.
But Harvard's administrators in Massachusetts Hall complained
that nobody at the School of Public Health had alerted them
to expect the award -- which turned out to be the largest in
Harvard history. So despite the school's long experience
in Africa, Harvard delayed acceptance of the commission for
five months, while the president's office considered the situation
-- engendering a good deal of ill will in the process,
both in Nigeria and at the Public Health school's Boston campus.
Summers was said to have been upset by learning about the
grant only after reading about it in the newspapers. Nigerian
physicians later reported that an unknown number of patients
died for lack of drugs while he stewed.
The controversy was first described by Richard Bradley in
his book Harvard Rules.
Columnist Alex Beam surfaced the issue in The Boston Globe
in March. Reporter May Habib followed with a careful and wide-ranging
story
in The Harvard Crimson in mid-April, reporting, among other
things, that Massachusetts Hall initially had attempted to
force Kanki to co-manage the grant with Bruce D. Walker, a
Massachusetts General Hospital physician who had sought but
failed to get a PEPFAR grant.
And last week The Globe's highly-respected public health
correspondent John Donnelly reported
that Harvard provost Stephen Hyman had explained that Summers
had delayed acceptance of the project because he was worried
about potential legal risks to Harvard -- its investigators'
conduct or their patients' complaints.
Hyman mentioned the US government's suit against Harvard
for its aborted Russia Project in the 1990s, now inching its
way towards resolution in US District Court in Boston. There,
Harvard economics professor Andrei Shleifer and his deputy
have been found to have committed fraud by investing in Russian
securities, and the university itself to have breached its
contract to provide disinterested advice. Only the question
of damages (and the possibility of an appeal) remains.
"That lawsuit sensitized [Summers] enormously to the need
for Harvard to do this right," Hyman told Donnelly.
In the wake of the Russia scandal, Harvard president Neil
Rudenstine disbanded a small internal bureaucracy that had
evolved over a period of a quarter century to deal with such
supervision, the Institute for International Development.
Many of its people and projects were reassigned to teaching
faculties in the summer of 2000, including the public health
school. A faculty task force had recommended the devolution.
The Summers administration decided such decentralized supervision
wasn't the right answer after all.
Five months after the PEPFAR grant was announced, Harvard
accepted it, ordering Kanki to stop complaining about its
history, to cease talking about the project directly with
the government itself, and to report exclusively to a new
executive director, who had been hired to work for Hyman and
Summers -- long-time World Bank health and education specialist
Richard Skolnik.
Since then, Harvard provost Hyman, who is himself a research
physician, has pledged to re-examine the strictures, after
a number of complaints, including one by an official of the
American Association of University Professors.
Kanki, of course, retains the option of leaving Harvard.
It is not unlikely that the grant would go with her, in due
course -- a highly disruptive process all around. Meanwhile,
parties to the negotiations on all sides have buttoned up.
So what is so special about Kanki's approach? Thanks
to a thoughtful account
by Joel P. Engardio in the SF Weekly in 2001, the outlines
of "tailored intervention" are clear enough. Engardio
described a long lunchtime conversation he audited between
Kanki and Stanford University MD David Katzenstein (whose
lab she was visiting at the time).
The key to Kanki's thinking is identifying "bridge groups,"
cohorts whose behavior can affect the progress of the epidemic,
and concentrating resources on protecting or treating them,
including detailed surveillance through blood-testing: pregnant
mothers, commercial sex workers and other high-risk populations.
One group targeted for special attention: high school and
university students -- sexually active, concentrated in the
cities, influenced by Euro-American pop culture, and precisely
the pool from which future doctors, lawyers, executives and
engineers will be drawn.
"You can't save everybody, but you can save the people you
have the best chance to do the most good for. I don't want
to state it as letting some groups go. Instead I would
state that there are certain groups where the need is more
urgent to stop the epidemic; groups for which a negative outcome
will have more serious consequences for all."
Lifeboat ethics? No doubt. Such a set of protocols
requires continual scrutiny by physicians, philosophers and
other ethicists who are deeply familiar with the situation
in Africa and the rest of the developing world. It is also
the case that the difficult job of forging closer alliances
between schools and departments was high on the list of assignments
given to Summers in the first place. It is too soon for outsiders
to assess the role of pique in slowing Harvard's participation
in the PEPFAR project.
It is not too early, however, to gauge the value of Kanki's
work. Hers is straightforward success story, a stunning
example of the epidemiological imagination at work, crossing
all kinds of frontiers, and with a low prevalence rate to
show for it. Her success in the West Africa overshadows all
of Harvard's University momentary (if deep) embarrassment.