How can the American presidential contest be so close, given
that so much has happened since the tie election of 2000?
Leaving aside the economy for this week, the answer is there
are two competing views of the Bush administration's response
to 9/11.
One interpretation sees the U.S. campaign in Iraq as being
personal, visceral, unprecedented and inept. The other sees
it as being deeply rooted both in American history and the
realities of the modern world -- in conception, at least.
Probably there is no one on any side who thinks the American
intervention in Iraq has been well carried out.
The best argument to explain why Bush may yet be re-elected
despite the various disasters that have occurred is to be
found in a little book that appeared earlier this year by
the distinguished Yale historian John Lewis Gaddis: Surprise,
Security and the American Experience.
The account he gives of the matter is almost completely at
right-angles to the report of the 9/11 Commission that made
so much news last week.
That the horrifying events of that early Tuesday morning
in September were surprising -- the turning of passenger airliners
into cruise missiles, the extent of the subsequent destruction
and loss of life -- Gaddis takes as the primary facts of the
matter, instead of second-guessing them away.
He then fits the administration's strategic response into
the context of the other two great surprise attacks in American
history -- August 24, 1814, when a British army burned most
of official Washington, D.C., including the Capitol and the
White House; and December 7, 1941, when the Japanese attacked
Pearl Harbor. In the process, he offers a short history of
America's foreign wars
Gaddis argues that the three tenets of the Bush doctrine
-- preemption, unilateralism, hegemony -- can be traced back
to John Quincy Adams (before he was president, in his years
as James Monroe's secretary of state). In embryo, he says,
a preoccupation with homeland security probably goes back
to President Thomas Jefferson, who was able to buy enhanced
security, in the form of the Louisiana Purchase, rather than
fight for it.
In each of the three major episodes of surprise attack, Gaddis
says, American presidents have asserted that "safety
comes from enlarging, rather than from contracting, [America's]
sphere of responsibilities."
"Americans... have generally responded to threatsÑand
particularly to surprise attacks -- by confronting, neutralizing,
and if possible overwhelming the sources of danger rather
than fleeing from them."
It is a commonplace that two great oceans kept the American
colonies relatively safe from external threats for many years.
Gaddis cites the assertion of his late colleague C. Vann Woodward,
that while "[a]nxieties about security have kept
the growth of optimism within bounds among other peoples,...
the relative absence of such anxieties in the past has helped,
along with other factors, to make optimism a national philosophy
in America."
(Woodward was a historian of the South. He had in mind slavery
and the Civil War when he wrote this in 1959, no less than
the Cold War. His point was that perhaps the situation merited
less optimism, not more.)
The United States' innocence was decisively shattered by
the War of 1812. The fledgling republic stumbled into
this late skirmish of the Napoleonic Wars through inexperience
and bad diplomacy. But when the British casually landed an
army and burned Washington, it became clear that America could
not expect to simply hide from the great powers of Europe.
It would need to develop a new approach.
It was John Quincy Adams who designed the principle of preemption. The son of the second president; he negotiated the
treaty that ended the 1812 war in 1814, then became secretary
of state three years later.
When the next year Andrew Jackson, with scant authority from
the Monroe administration, invaded Spanish Florida in pursuit
of raiding parties of Indians and escaped slaves, executing
a pair off Englishmen in the process, it was Adams who stood
up for him in a decisive memorandum.
"The modern term 'failed state' did not appear in Adams'
note," writes Gaddis, "but he surely had that idea
in mind when he insisted that power vacuums were dangerous
and that the United States should therefore fill them."
The doctrine of preemption took root. James Polk cited
it when he annexed Texas in 1845, citing fears that the new
republic might not be able to sustain its independence from
Mexico. War with Mexico soon followed, enabling Polk
to annex California and thus deny it to Spain to the south,
Russia to the north and whatever other European nations might
covet its great harbors.
The Civil War and continental expansion preoccupied
Americans for the next 40 years, but by 1898 they were back
at it. This time the targets were Spanish colonies in Cuba
and the Philippines, Gaddis writes. Better to occupy
them with no particular plans than to permit further expansion
of imperial powers, Germany and Japan in particular.
Over the next two decades, writes Gaddis, Theodore Roosevelt,
William Howard Taft and Woodrow Wilson "would use similar
arguments to justify a succession of preemptive interventions
in Venezuela, the Dominican Republic, Haiti, Nicaragua, and
ultimately Mexico, on the grounds that instability within
those countries might give the European great powers -- especially
Germany -- grounds for intervening."
Theodore Roosevelt put it this way in 1904: "[C]hronic
wrongdoing, or an impotence which results in a general loosening
of the ties of civilized society, may... ultimately require
intervention by some civilized nation, and in the western
hemisphere... may force the United States, however reluctantly,
... to the exercise of an international police power.
A second doctrine devised by Adams was unilateralism, Gaddis says. This was something more than George Washington's
warning against the danger of "foreign entanglements."
It was the notion that, he continues, "the United States
could not depend on the goodwill of others to secure its safety,
and therefore should be prepared to act on its own."
Adams himself put the principle into practice in 1819 when
"he bullied Spain into not only relinquishing Florida
but also accepting a northern boundary for its Mexican territories
drawn all the way to the Pacific -- this at a time when the
United States itself possessed no clear title to land beyond
the Rocky Mountains."
This determination to avoid any and all binding alliance
with other powers evolved when Spanish authority collapsed
in Latin America in the 1820s and governed America's approach
to the world for a century -- through John Jay's Open Door
policy in China to Woodrow Wilson's intervention in World
War I as an "associated" (not allied!) power.
Adams' third principle was hegemony, writes Gaddis. As early as 1811, the diplomat
was describing the alternative arrangements facing the New
World as being between "an endless multitude of little
insignificant clans and tribes at eternal war with one another
for a rock, or a fish pond, the sport and fable of European
masters and oppressors," on the one hand, or "a
nation, coextensive with the North American continent, destined
by God and nature to be the most populous and most powerful
people ever combined under one social compact."
The United States thus determined early on to prevent other
great powers from establishing footholds of any kind not just
in North America, but in the entire Western Hemisphere. "With
the single exception of Cuba during the Cold War," writes
Gaddis, "it succeeded."
But what about Franklin Roosevelt? In the chapter on
America's response to Pearl Harbor, Gaddis describes how Roosevelt
reacted to changed circumstances without relying on the principles
of preemption, unilateralism or, at least apparently, the
seeking of hegemony -- mainly because he couldn't.
For a half as century before 1941, American leaders had been
preoccupied with the problem of America's legitimate frontiers,
writes Gaddis. "How far did the American sphere of responsibility
have to extend in order to ensure American security?"
Woodrow Wilson made a rare exception to the usual answer by
firmly intervening in European affairs to decide the outcome
of World War I. Afterwards, America pulled back sharply
from the international stage. U.S. participation in Wilson's
League of Nations was defeated in the Senate. America's longing
to be left alone was striking. The nation came as close to
"hiding" as at any time since the days of Jefferson.
Under the circumstances, no preemption was possible politically.
Roosevelt had to wait for Japan to throw the first punch.
Four days later Germany foolishly declared war on the United
States and the battle was joined. In a two ocean war, unilateralism
clearly would not work either. So the U.S. entered a grand
alliance with Britain and the Soviet Union.
Nor could Roosevelt afford to be seen to be seeking hegemony.
He proposed that "four policemen" should run the
postwar world -- the U.S., Great Britain, Soviet Union and
China under Chiang Kai-shek. Why China? To give the
US an extra vote. The international financial system designed
at Bretton Woods in 1944 was a further underpinning to American
hegemony, artfully disguised.
By the advent of the Cold War, the circumstances were somewhat
different. For the brief period in which the U.S. alone possessed
the atomic bomb, preemption was once again a serious possibility.
For a brief time it was actively, if not seriously, discussed.
Then, says Gaddis, American leadership settled on a principle
devised not by John Quincy Adams but by Franklin Roosevelt:
that there should always be something worse than the prospect
of American domination. The principles of preemption and unilateralism
were muffled. The principle of hegemony was disguised.
"The influence of the United States therefore expanded
during the postwar years, for the most part with the consent
of those subject to it. The Soviet Union's influence also
expanded, but without such consent. The explanation
lay largely in the fact that American leaders held themselves
accountable: they cared what the rest of the world thought,
and tried to frame their policies accordingly. ...Soviet leaders,
in a manner consistent with their own domestic authoritarianism,
attached much less importance to international accountability..."
In the end, the Americans won out.
Gaddis' last chapter is an extended analysis of the thinking
behind the Bush administration's response to 9/11. Not surprisingly,
it is grounded in his reading of his history of the principles
of preemption, unilateralism and hegemony. Afghanistan was
the natural place to engage first, because its Taliban government
sheltered the terrorists. But the decision to move on
to Iraq was not simply a case of filial pique (Saddam being
"the guy who tried to kill my dad").
"Iraq was the most feasible place in which to strike
the next blow. If we could topple that tyrant, we could repeat
the Afghan Agincourt along the banks of the Tigris and the
Euphrates, then we could accomplish a great deal. We could
complete the task the Gulf War left unfinished. We could destroy
whatever weapons of mass destruction Saddam might have accumulated
since. We could end whatever support he was providing for
terrorists beyond Iraq's borders. We could liberate the Iraqi
people. We could ensure an ample supply of inexpensive oil.
We could set in motion a process that could undermine and
ultimately remove reactionary regimes elsewhere in the Middle
East, thereby eliminating the principal (sic!) breeding ground
for terrorism...
"This was, then, in every sense, a grand strategy.
What appeared at first to be a lack of clarity about who was
deterrable and who wasn't turned out to be a plan for transforming
the entire Muslim Middle East: for bringing it, once and for
all, into the modern world.
"There had been nothing like this, in boldness, sweep
and vision since Americans took it upon themselves, more than
half a century ago, to democratize Germany and Japan, thus
setting in motion processes that stopped short of only a few
places on earth, one of which was the Muslim Middle East."
The lectures that form the basis for Gaddis' book were given
in 2002. Some of his judgments now sound premature,
including the assertion that the predicted huge increase in
the price of oil did not take place, and that "one of
the most surprising transformations of an underrated national
leader since Prince Hal became Henry V" actually did.
But Gaddis is clear that all such assessments must be tentative
in the extreme. Historical writing about current events declines
in accuracy as it increases in relevance, he says. But, he
adds, an incomplete map is better than no map at all.
On this argument, the many miscalculations and stupidities
of the American campaign in Iraq have been the failures of
an inexperienced Pentagon engaged for the first time in a
different kind of war -- the battles of the Kasserine Pass
or the Ia Drang Valley on a grand scale. Never mind the dress
rehearsal in Panama a dozen years ago. Never mind that this
time the war planners prejudiced the welfare of the entire
population. War is about learning to do better.
If Bush is re-elected in the fall, it will be because some
significant fraction of the voters agree.